COMPLIANCE SUPPORT
At TCT Risk Solutions, we specialize in delivering comprehensive compliance support tailored to the needs of local credit unions. Our core services include:
Audits & Reviews
We conduct thorough audits and reviews across key operational areas, including:
Bank Secrecy Act (BSA)
Automated Clearing House (ACH)
Wire Transfers
Office of Foreign Assets Control (OFAC)
Our audit process is designed to identify gaps, ensure regulatory alignment, and provide actionable recommendations for improvement.
Policy Management
We develop and maintain clear, compliant, and customized policies that reflect both regulatory requirements and your institution's internal standards.
Policies are reviewed and updated annually and biannually
All revisions include track changes for transparency across versions
BSA Compliance
Our specialists provide end-to-end support for BSA compliance, including:
Reviewing and updating BSA policies to meet current regulations
Assisting with BSA risk assessments, especially as new products and services are introduced
Conducting BSA audits with detailed feedback, corrections, and strategic recommendations
Compliance Training
We offer targeted training programs for both the Board of Directors and staff, covering:
BSA
ACH
Cybersecurity
Other relevant regulatory topics
Our training sessions are designed to enhance understanding, promote best practices, and ensure your team stays ahead of evolving compliance demands.